CFA协会对CFA工作经验有哪些要求|2016年申请CFA证书

会员相关 | 2016-02-19

CFA协会对CFA工作经验有哪些要求？2016年申请CFA证书需要注意什么？以下是CFA协会指定的工作经验要求，主要是利用经济的，统计的，财务的信息进行投资决策分析，注重的工作的实质而不仅仅是职务，工作经验可以在CFA考前、CFA考中、CFA考后累计，以下是CFA协会网站上对于工作经验的详细要求：
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Work Experience Guidelines

FOR THOSE CANDIDATES WHO WERE REGISTERED BEFORE THE 2005 EXAMINATION YEAR AND WHO SUCCESSFULLY COMPLETE THE PROGRAM BY 2007, THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.

Work Experience Guidelines For Eventual Award of the CFA? CharterThree years of acceptable professional work experience are required before the CFA? charter can be awarded. This experience may be accrued while the candidate is in the CFA? Program, after the candidate has passed all three levels of examinations, or from previous positions.

Acceptable work experience includes activities that consist to a significant extent of collecting, evaluating, or applying financial, economic, or statistical data (as appropriate) as part of the investment decision-making process; or supervising, directly or indirectly, persons who practice such activities; or the teaching of such activities. The investment decision-making process is the professional practice of financial analysis, investment management, securities analysis, or other similar activities.

CFA CANDIDATES ARE REQUIRED TO SPEND AT LEAST 40 PERCENT OF THEIR TIME IN THESE ACTIVITIES TO ACCRUE THE REQUIRED PROFESSIONAL WORK EXPERIENCE. Summer, part-time, and internship positions do not qualify. The following job titles are provided as a guide only. Job titles alone cannot convey the true nature of the underlying job duties. Therefore, to assess professional work experience, evaluate the nature of your job activity, as described previously, rather than merely the job title.

Accountant

Actuary

Auditor

Bank Examiner

Bank Lending (corporate)

Business Appraiser

Client Services Manager

Compliance Examiner

Consultant on Investment Manager Selection/Investment PolicyCorporate Chief Financial OfficerCorporate Controller (not financet investment)Derivatives AnalystDirector of Finance

Director of Mutual Funds

Economist (involved in investment decision-making process)Financial Journalist (Editor/Reporter/Publisher)Financial PlannerInternal Corporate Planning Analyst

Internal Management of Investment Firm

Investment Banking/Corporate Finance ConsultantInvestment Sales (consultative)Investment Strategy Formulation

Investor Relations

Management Consultant (excluding personnel)Marketer (of investment management services, funds, securities, etc.)Mutual Fund Sales/TrainerOptions/Futures/Commodities Analyst

Portfolio Administrator

Portfolio Manager

Portfolio Performance Evaluator

Portfolio Strategist

Product/Software Developer (of investment-related products rvices)Professor/Instructor (investment, finance, and economics, or non-financial business administration)Quantitative Investment AnalystReal Estate Investment Manager

Risk Analyst (securities related)

Securities and Investment Analyst

Securities Regulation

Securities Trader

Securities Underwriter

Stockbroker/Registered Representative

Valuator of Closely Held Business

Valuator of Mergers/Acquisitions

Venture Capital Investment (not securities)FOR THOSE WHO ARE REGISTERING FOR THE 2005 PROGRAM FOR THE FIRST TIME AND FOR ALL CANDIDATES WHO REMAIN IN THE PROGRAM AFTER 2007, THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.

Work Experience Guidelines For Eventual Award of the CFA? CharterFour years of acceptable professional work experience are required before the CFA? charter can be awarded. This experience may be accrued while the candidate is in the CFA? Program, after the candidate has passed all three levels of examinations, or from previous positions. Acceptable Professional Work Experience as it relates to applicants seeking to become Charterholder Members, or Regular Members, includes activities that consist to a majority extent of:

（i) evaluating or applying financial, economic and/or statistical data as part of the investment decision-making process involving securities or similar investments, which includes, but is not limited to, publicly traded and privately placed stocks, bonds and mortgages and their derivatives; commodity-based derivatives and mutual funds; and other investment assets, such as real estate and commodities, if these other investment assets are held as part of a diversified, securities-oriented investment portfolio; or(ii) supervising, directly or indirectly, persons who practice such activities; or(iii) teaching such activities.

CFA? CANDIDATES ARE REQUIRED TO SPEND 50 PERCENT OR MORE OF THEIR TIME IN THESE ACTIVITIES TO ACCRUE THE REQUIRED PROFESSIONAL WORK EXPERIENCE. Summer, part-time, and internship positions do not qualify. The following job titles are provided as a guide only. Job titles alone cannot convey the true nature of the underlying job duties. Therefore, to assess professional work experience, evaluate the nature of your job activity, as described previously, rather than merely the job title.

1. Client Service Representative or Relationship Manager2. Compliance Analyst/Officer3. Investment Consultant

4. Corporate Chief Financial Officer

5. Corporate Finance Analyst

6. Investment Banking Analyst

7. Derivatives Analyst

8. Economist

9. Institutional Sales Professional/Business Development(Buy & Sell Side)10. Investment Strategist

11. Portfolio Manager

12. Private Client Investment Advisor

13. Professor/Instructor

14. Quantitative Investment or Risk Analyst15. Real Estate Investment Manager16. Regulator/Supervisor of Investment Firm17. Security/Investment Analyst18. Securities Trader

19. Valuator of Closely Held Business

20. Venture Capital Analyst

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