2016年CFA一级考纲对比总结,深入CFA一级考纲

备考必备 | 2015-08-13

2016年CFA一级考纲对比总结

一、2016年CFA一级考纲新增部分：

1Financial Reporting and Analysis部分

1.1SS7 R23. FINANCIAL REPORTING MECHANICS新增考点a describe how business activities are classified for financial reporting purposes;1.2SS7 R29 新增考点 d, e, f, h, j, k; SS7 R30 新增考点c, k, m, o, p.

2Portfolio Management部分

2.1SS12 新增整个章节R 42. RISK MANAGEMENT: AN INTRODUCTION2.2SS15 R 55. INTRODUCTION TO ASSET-BACKED SECURITIES 新增考点c & f. 新增知识点e including mortgage pass-through securities and collateralized mortgage obligations3Fixed Income部分SS16 R 57 FUNDAMENTALS OF CREDIT ANALYSIS新增考点b describe default probability and loss severity as components of credit risk;4Alternative Investments部分SS18 R 61 INTRODUCTION TO ALTERNATIVE INVESTMENTS考点d &f都添加了describe infrastructure

二、2016年CFA一级考纲删除内容：

1Equity Analysis and Valuation部分SS14 R 50 INTRODUCTION TO INDUSTRY AND COMPANY ANALYSIS删除内容：考点h删掉了一小点：describe product model.

2Fixed Income部分

2.1SS15 R55 删除内容：考点b删除了the legal structures involved; 原考点e explain the motivation for creating securitized structures with multiple tranches(e.g., collateralized mortgage obligations), and the characteristics and risks of securitized structures.整个删除2.2SS16 R56 FIXED INCOME ANALYSIS OF RISK删除内容：考点e删除了embedded options2.3SS16 R57 FUNDAMENTALS OF CREDIT ANALYSIS删除内容：考点i calculate the return impact of spread changes

三、2016年CFA一级考纲修改内容：

1Financial Reporting and Analysis部分

1.1SS8 R25 修改内容：changes in accounting standards 改成了changes in accounting policies1.2SS9 R29原考纲的考点c&d合并为16年新考纲的c, 原考纲的g改为16年新考纲的I, f改成g, 原考纲的考点h calculate and interpret ratios used to evaluate inventory management修改成了l analyze and compare the financial statements of companies, including companies原考点a-h，现为a-i，各项均有改动;1.3SS9 R30 LONG-LIVED ASSETS原考纲的知识点c、d、e、f、g改变了题号，改成了新考纲的d、e、f、g、h；1.4SS9 R31 INCOME TAX 修改内容：知识点h将compare a company’s deferred tax items改成了explain recognition and measurement of current and deferred tax items;2Equity部分

2.1SS13 R48 SECURITY MARKET INDICES修改内容：考点f的selected market anomalies改成了market anomalies；考点g关于behavioral finance的内容都改了;2.2SS14 R50 INTRODUCTION TO INDUSTRY AND COMPANY ANALYSIS 修改内容：考点d的句子语序有所改变，考点g将return on capital改成了price competition，考点h删掉了一小点：describe product models；2.3SS14 R51 EQUITY VALUATION: CONCEPTS AND BASIC TOOLS 修改内容：考点f将identify companies改成了identify characteristics of companies，g将后半句改成了how the price to earnings multiple relates to fundamentals, and the use of multiples based on comparables;3Fixed Income 部分

3.1SS15 R53 FIXED-INCOME MARKETS: ISSUANCE, TRADING, AND FUNDING原考点e拆分成了新考点的e&f, 考点i的后半句从their importance to investors who borrow short term改成了the risks associated with them;3.2SS15 R55 INTRODUCTION TO ASSET-BACKED SECURITIES考点e新增了including mortgage pass-through securities and collateralized mortgage obligations，考点h&i将credit risk都改成了risks；3.3SS16 R57 FUNDAMENTALS OF CREDIT ANALYSIS 修改内容：考点f将components改为具体的four Cs (Capacity, Collateral, Covenants, and Character); 考点j将之前的municipal debt issuers and issues改成了non-sovereign government debt issuers and issues.

4.Alternative Investments部分 R 61 INTRODUCTION TO ALTERNATIVE INVESTMENTS 修改内容：考点d&f都添加了describe infrastructure

四、2016年参考书变动部分：

1Financial Reporting and Analysis部分 SS9 R30 LONG-LIVED ASSETS, 15版参考书为Income Taxes International Financial Statement Analysis, by Thomas R. Robinson, CFA, Jan Hendrik van Greuning, CFA, Elaine Henry, CFA, and Michael A. Broihahn, CFA; 16年新版改为By Elbie Louw, CFA,CIPM, and Michael A. Broilhahn, CPA,CIA,CFA2Portfolio Management部分 SS12 R42 RISK MANAGEMENT: AN INTRODUCTION, 新增了一本参考书, Risk Management: An Introduction by Don M. Chance, PhD, CFA, and Michael E. Edleson, PhD, CFA

填表单轻松获得CFA全套备考大礼包，2016年资料免费拿！

相关CFA报名内容推荐：